Bryan M. Hackworth - 11 Aug 2022 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Aug 2022, 19:16:52 UTC
Prior SEC filing
13 May 2022
Next SEC filing
14 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Bryan M. Hackworth, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated August 5, 2006 (attached)

Key filing fact

Bryan M. Hackworth filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 15 Aug 2022.

Key facts

  • This page summarizes Bryan M. Hackworth's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
  • 6 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 15 Aug 2022, 19:16.

Change

  • Previous filing in this sequence was filed on 13 May 2022.
  • Current net transaction value: -$12,369.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UEIC transaction

Common Stock

Options Exercise

Transaction value
Shares
+421
Change %
+0.81%
Price
Shares after
52,330
Date
11 Aug 2022
Ownership
Direct
Footnotes
F1
UEIC transaction

Common Stock

Tax liability

Transaction value
$5,403
Shares
-221
Change %
-0.42%
Price
$24.45
Shares after
52,109
Date
11 Aug 2022
Ownership
Direct
Footnotes
F2, F3
UEIC transaction

Common Stock

Options Exercise

Transaction value
Shares
+541
Change %
+1%
Price
Shares after
52,650
Date
12 Aug 2022
Ownership
Direct
Footnotes
F1
UEIC transaction

Common Stock

Tax liability

Transaction value
$6,965
Shares
-284
Change %
-0.54%
Price
$24.52
Shares after
52,366
Date
12 Aug 2022
Ownership
Direct
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UEIC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-421
Change %
-3.2%
Price
$0.000000
Shares after
12,828
Date
11 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
421
Exercise price
Footnotes
F1, F4
UEIC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-541
Change %
-4.2%
Price
$0.000000
Shares after
12,287
Date
12 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
541
Exercise price
Footnotes
F1, F4
UEIC holding Derivative

Employee Stock Option (Rt. To Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
150,470
Date
11 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
0
Exercise price
Footnotes
F5, F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

Footnote F2

This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

Footnote F3

Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Footnote F4

The restricted stock units vest in accordance with the vesting schedule of each RSU Grant.

Footnote F5

Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

Footnote F6

The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

Footnote F7

This figure represents an aggregate number of stock options held by Reporting Person.

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