Eric Ostertag - Aug 8, 2022 Form 4 Insider Report for Poseida Therapeutics, Inc. (PSTX)

Signature
/s/ Harry J. Leonhardt, Attorney-in-Fact
Stock symbol
PSTX
Transactions as of
Aug 8, 2022
Transactions value $
$500,000
Form type
4
Date filed
8/10/2022, 06:13 PM
Previous filing
Aug 5, 2022
Next filing
Jan 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSTX Common Stock Purchase $500K +143K +20.53% $3.50 839K Aug 8, 2022 Direct F1
holding PSTX Common Stock 3.66M Aug 8, 2022 See footnote F2
holding PSTX Common Stock 3.36M Aug 8, 2022 See footnote F3
holding PSTX Common Stock 580K Aug 8, 2022 See footnote F4
holding PSTX Common Stock 961K Aug 8, 2022 See footnote F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This purchase is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with sales effected on August 3, 2022 pursuant to a Rule 10b5-1 trading plan established independently of the reporting person by Transposagen Biopharmaceuticals and in connection with a planned dissolution of Transposagen Biopharmaceuticals. The reporting person will disgorge the full amount of any recoverable profits to the Issuer.
F2 The shares are held in the name of the Eric Ostertag Living Trust dated March 30, 2016, of which the reporting person is the sole trustee.
F3 The shares are held in the name of Titan, LLC, which is owned by the Ostertag Descendents' Trust, of which the reporting person's minor daughter is the sole beneficiary. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F4 The shares are held in the name of Twin Prime Investments, an entity wholly owned by the reporting person.
F5 The shares are held in the name of the Ostertag Family Trust dated March 30, 2016, of which the reporting person is a trustee.