Trinh Phung - 08 Aug 2022 Form 4 Insider Report for Shockwave Medical, Inc.

Role
VP, Finance
Signature
/s/ Wade Estey, as attorney-in-fact for Trinh Phung
Issuer symbol
N/A
Transactions as of
08 Aug 2022
Net transactions value
-$772,747
Form type
4
Filing time
09 Aug 2022, 20:17:26 UTC
Previous filing
23 Jun 2022
Next filing
29 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $23,753 +3,540 +12% $6.71* 32,103 08 Aug 2022 Direct F1
transaction SWAV Common Stock Sale $796,500 -3,540 -11% $225.00 28,563 08 Aug 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -3,540 -18% $0.000000 16,033 08 Aug 2022 Common Stock 3,540 $6.71 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/10/2022.
F2 All reported securities were sold at a price of $225.00.
F3 1/48th of the stock options vest monthly beginning on 11/18/2018, subject to the continued service to the Issuer by the Reporting Person on each vesting date.