Trinh Phung - Aug 8, 2022 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
VP, Finance
Signature
/s/ Wade Estey, as attorney-in-fact for Trinh Phung
Stock symbol
SWAV
Transactions as of
Aug 8, 2022
Transactions value $
-$772,747
Form type
4
Date filed
8/9/2022, 08:17 PM
Previous filing
Jun 23, 2022
Next filing
Aug 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $23.8K +3.54K +12.39% $6.71* 32.1K Aug 8, 2022 Direct F1
transaction SWAV Common Stock Sale -$797K -3.54K -11.03% $225.00 28.6K Aug 8, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -3.54K -18.09% $0.00 16K Aug 8, 2022 Common Stock 3.54K $6.71 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/10/2022.
F2 All reported securities were sold at a price of $225.00.
F3 1/48th of the stock options vest monthly beginning on 11/18/2018, subject to the continued service to the Issuer by the Reporting Person on each vesting date.