Gordon Ringold - Jul 29, 2022 Form 3 Insider Report for Apexigen, Inc. (APGN)

Role
Director
Signature
/s/ Francis Sarena, by power of attorney
Stock symbol
APGN
Transactions as of
Jul 29, 2022
Transactions value $
$0
Form type
3
Date filed
8/8/2022, 05:14 PM
Next filing
Oct 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding APGN Common Stock 10K Jul 29, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding APGN Stock Option (right to buy) Jul 29, 2022 Common Stock 34.1K $4.59 Direct F1
holding APGN Warrants (right to buy) Jul 29, 2022 Common Stock 5K $11.50 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the option vest in 48 equal monthly installments beginning on June 8, 2020.
F2 The shares underlying the warrant become exercisable on August 28, 2022.

Remarks:

Exhibit 24 - Power of Attorney