Amy Wong - 29 Jul 2022 Form 3 Insider Report for Apexigen, Inc.

Role
SVP, Finance and Operations
Signature
/s/ Francis Sarena, by power of attorney
Issuer symbol
N/A
Transactions as of
29 Jul 2022
Net transactions value
$0
Form type
3
Filing time
08 Aug 2022, 17:04:00 UTC
Next filing
11 Oct 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding APGN Employee Stock Option (right to buy) 29 Jul 2022 Common Stock 22,333 $1.27 Direct F1
holding APGN Employee Stock Option (right to buy) 29 Jul 2022 Common Stock 8,708 $1.47 Direct F1
holding APGN Employee Stock Option (right to buy) 29 Jul 2022 Common Stock 230,507 $1.66 Direct F1
holding APGN Employee Stock Option (right to buy) 29 Jul 2022 Common Stock 15,367 $2.25 Direct F1
holding APGN Employee Stock Option (right to buy) 29 Jul 2022 Common Stock 13,830 $2.25 Direct F1
holding APGN Employee Stock Option (right to buy) 29 Jul 2022 Common Stock 71,159 $3.62 Direct F1
holding APGN Employee Stock Option (right to buy) 29 Jul 2022 Common Stock 28,685 $4.59 Direct F2
holding APGN Employee Stock Option (right to buy) 29 Jul 2022 Common Stock 25,611 $4.59 Direct F3
holding APGN Employee Stock Option (right to buy) 29 Jul 2022 Common Stock 15,366 $4.59 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the option are fully vested and immediately exercisable.
F2 The shares subject to the option vest in 48 equal monthly installments beginning on March 14, 2019.
F3 The shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2020.
F4 The shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2021.

Remarks:

Exhibit 24 - Power of Attorney