Amy Wong - Jul 29, 2022 Form 3 Insider Report for Apexigen, Inc. (APGN)

Role
SVP, Finance and Operations
Signature
/s/ Francis Sarena, by power of attorney
Stock symbol
APGN
Transactions as of
Jul 29, 2022
Transactions value $
$0
Form type
3
Date filed
8/8/2022, 05:04 PM
Next filing
Oct 11, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding APGN Employee Stock Option (right to buy) Jul 29, 2022 Common Stock 22.3K $1.27 Direct F1
holding APGN Employee Stock Option (right to buy) Jul 29, 2022 Common Stock 8.71K $1.47 Direct F1
holding APGN Employee Stock Option (right to buy) Jul 29, 2022 Common Stock 231K $1.66 Direct F1
holding APGN Employee Stock Option (right to buy) Jul 29, 2022 Common Stock 15.4K $2.25 Direct F1
holding APGN Employee Stock Option (right to buy) Jul 29, 2022 Common Stock 13.8K $2.25 Direct F1
holding APGN Employee Stock Option (right to buy) Jul 29, 2022 Common Stock 71.2K $3.62 Direct F1
holding APGN Employee Stock Option (right to buy) Jul 29, 2022 Common Stock 28.7K $4.59 Direct F2
holding APGN Employee Stock Option (right to buy) Jul 29, 2022 Common Stock 25.6K $4.59 Direct F3
holding APGN Employee Stock Option (right to buy) Jul 29, 2022 Common Stock 15.4K $4.59 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the option are fully vested and immediately exercisable.
F2 The shares subject to the option vest in 48 equal monthly installments beginning on March 14, 2019.
F3 The shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2020.
F4 The shares subject to the option vest in 48 equal monthly installments beginning on February 1, 2021.

Remarks:

Exhibit 24 - Power of Attorney