Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | APLT | Employee Stock Option (Right to Buy) | Disposed to Issuer | -235K | -100% | 0 | Aug 2, 2022 | Common Stock | 235K | $3.33 | Direct | F1, F2 | ||
transaction | APLT | Employee Stock Option (Right to Buy) | Disposed to Issuer | +235K | 235K | Aug 2, 2022 | Common Stock | 235K | $1.05 | Direct | F1, F2 | |||
transaction | APLT | Employee Stock Option (Right to Buy) | Disposed to Issuer | -102K | -100% | 0 | Aug 2, 2022 | Common Stock | 102K | $23.15 | Direct | F1, F3 | ||
transaction | APLT | Employee Stock Option (Right to Buy) | Disposed to Issuer | +102K | 102K | Aug 2, 2022 | Common Stock | 102K | $1.05 | Direct | F1, F3 | |||
transaction | APLT | Employee Stock Option (Right to Buy) | Disposed to Issuer | -135K | -100% | 0 | Aug 2, 2022 | Common Stock | 135K | $22.20 | Direct | F1, F4 | ||
transaction | APLT | Employee Stock Option (Right to Buy) | Disposed to Issuer | +135K | 135K | Aug 2, 2022 | Common Stock | 135K | $1.05 | Direct | F1, F4 | |||
transaction | APLT | Employee Stock Option (Right to Buy) | Disposed to Issuer | -23.3K | -100% | 0 | Aug 2, 2022 | Common Stock | 23.3K | $22.20 | Direct | F1 | ||
transaction | APLT | Employee Stock Option (Right to Buy) | Disposed to Issuer | +23.3K | 23.3K | Aug 2, 2022 | Common Stock | 23.3K | $1.05 | Direct | F1 | |||
transaction | APLT | Employee Stock Option (Right to Buy) | Disposed to Issuer | -607K | -100% | 0 | Aug 2, 2022 | Common Stock | 607K | $10.00 | Direct | F1, F5 | ||
transaction | APLT | Employee Stock Option (Right to Buy) | Disposed to Issuer | +607K | 607K | Aug 2, 2022 | Common Stock | 607K | $1.05 | Direct | F1, F5 |
Id | Content |
---|---|
F1 | The transaction reported herein reflects a one-time stock option repricing that became effective on August 2, 2022 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended. There have been no other changes to the terms of these Options. |
F2 | These Options are fully vested. |
F3 | Reflects an initial grant of 256,850 Options granted on December 10, 2020 that vests as follows: One-fourth (1/4th) of the shares subject to the Option shall vest on December 10, 2021, and one thirty-sixth (1/36th) of the remaining shares subject to the Option shall vest each month thereafter, subject to the Reporting Person continuing to provide services through each such date. |
F4 | Reflects an initial grant of 209,000 Options granted on December 16, 2019 that vests as follows: One-fourth (1/4th) of the shares subject to the Option shall vest on December 16, 2020, and one thirty-sixth (1/36th) of the remaining shares subject to the Option shall vest each month thereafter, subject to the Reporting Person continuing to provide services through each such date. |
F5 | Reflects an initial grant of 767,349 Options granted on May 13, 2019 that vests as follows: One-fourth (1/4th) of the shares subject to the Option shall vest on May 13, 2020, and one thirty-sixth (1/36th) of the remaining shares subject to the Option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date. |