Riccardo Perfetti - 02 Aug 2022 Form 4 Insider Report for Applied Therapeutics Inc. (APLT)

Role
Chief Medical Officer
Signature
/s/ Shoshana Shendelman, as attorney-in-fact
Issuer symbol
APLT
Transactions as of
02 Aug 2022
Net transactions value
$0
Form type
4
Filing time
04 Aug 2022, 20:39:55 UTC
Previous filing
15 Apr 2022
Next filing
13 Jan 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer -50,000 -100% 0 02 Aug 2022 Common Stock 50,000 $2.02 Direct F1, F2
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer +50,000 50,000 02 Aug 2022 Common Stock 50,000 $1.05 Direct F1, F2
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer -32,100 -100% 0 02 Aug 2022 Common Stock 32,100 $4.17 Direct F1, F3
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer +32,100 32,100 02 Aug 2022 Common Stock 32,100 $1.05 Direct F1, F3
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer -32,100 -100% 0 02 Aug 2022 Common Stock 32,100 $9.44 Direct F1, F4
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer +32,100 32,100 02 Aug 2022 Common Stock 32,100 $1.05 Direct F1, F4
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer -36,495 -100% 0 02 Aug 2022 Common Stock 36,495 $23.15 Direct F1, F5
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer +36,495 36,495 02 Aug 2022 Common Stock 36,495 $1.05 Direct F1, F5
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer -51,666 -100% 0 02 Aug 2022 Common Stock 51,666 $22.20 Direct F1, F6
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer +51,666 51,666 02 Aug 2022 Common Stock 51,666 $1.05 Direct F1, F6
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer -134,997 -100% 0 02 Aug 2022 Common Stock 134,997 $10.00 Direct F1, F7
transaction APLT Employee Stock Option (Right to Buy) Disposed to Issuer +134,997 134,997 02 Aug 2022 Common Stock 134,997 $1.05 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction reported herein reflects a one-time stock option repricing that became effective on August 2, 2022 and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended. There have been no other changes to the terms of these Options.
F2 Reflects an initial grant of 50,000 Options granted on April 13, 2022 that vests as follows: One-fourth (1/4th) of the shares subject to the compensatory Option shall vest on April 13, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the compensatory Option shall vest each month thereafter, subject to the Reporting Person continuing to provide services through each such date.
F3 Reflects an initial grant of 32,100 Options granted on January 7, 2022 that vests as follows: One-fourth (1/4th) of the shares subject to the compensatory Option shall vest on January 7, 2023, and one thirty-sixth (1/36th) of the remaining shares subject to the compensatory Option shall vest each month thereafter, subject to the Reporting Person continuing to provide services through each such date.
F4 Reflects an initial grant of 32,100 Options granted on December 14, 2021 that vests as follows: One-fourth (1/4th) of the shares subject to the compensatory Option shall vest on December 14, 2022, and one thirty-sixth (1/36th) of the remaining shares subject to the compensatory Option shall vest each month thereafter, subject to the Reporting Person continuing to provide services through each such date.
F5 Reflects an initial grant of 36,495 Options granted on December 10, 2020 that vests as follows: One-fourth (1/4th) of the shares subject to the Option shall vest on December 10, 2021, and one thirty-sixth (1/36th) of the remaining shares subject to the Option shall vest each month thereafter, subject to the Reporting Person continuing to provide services through each such date.
F6 Reflects an initial grant of 51,666 Options granted on December 16, 2019 that vests as follows: One-fourth (1/4th) of the shares subject to the Option shall vest on December 16, 2020, and one thirty-sixth (1/36th) of the remaining shares subject to the Option shall vest each month thereafter, subject to the Reporting Person continuing to provide services through each such date.
F7 Reflects an initial grant of 170,522 Options granted on May 13, 2019 that vests as follows: One-fourth (1/4th) of the shares subject to the Option shall vest on May 13, 2020, and one thirty-sixth (1/36th) of the remaining shares subject to the Option shall vest each month thereafter, subject to the Reporting Person continuing to provide service through each such date.