John Donaghey - 27 Jul 2022 Form 3 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role: EVP, Global Sales
Signature: /s/ Elizabeth Vonne - Attorney-in-Fact
Issuer symbol: AEIS
Transactions as of: 27 Jul 2022
Net transactions value: $0
Form type: 3
Filing time: 04 Aug 2022, 16:04:57 UTC
Next filing: 04 Aug 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	AEIS	Common Stock						8,553	27 Jul 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	AEIS	Stock Option (right to buy)							27 Jul 2022	Common Stock	9,760	$85.97	Direct	F2
holding	AEIS	Performance Units							27 Jul 2022	Common Stock	2,948		Direct	F3, F4
holding	AEIS	Performance Units							27 Jul 2022	Common Stock	8,264		Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents 7,553 unvested restricted stock units and 1,000 shares of Common Stock.
F2	Employee stock options granted on 3/16/2022 under the Company's 2022 Long Term Incentive Plan (LTI Plan) will vest in three equal annual installments beginning on the first anniversary of the grant.
F3	These 2,948 performance awards were issued under the 2021 LTI Plan. All shares were issued at 200% and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the respective 3-year period will be cancelled.
F4	Each Performance Share Unit represents a contingent right to receive one share of AEIS Common Stock.
F5	These 8,264 performance share awards were issued under the 2022 LTI Plan. All shares were issued at 200% and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the respective 3-year period will be cancelled.