John Donaghey - Jul 27, 2022 Form 3 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
EVP, Global Sales
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Stock symbol
AEIS
Transactions as of
Jul 27, 2022
Transactions value $
$0
Form type
3
Date filed
8/4/2022, 04:04 PM
Next filing
Aug 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AEIS Common Stock 8.55K Jul 27, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AEIS Stock Option (right to buy) Jul 27, 2022 Common Stock 9.76K $85.97 Direct F2
holding AEIS Performance Units Jul 27, 2022 Common Stock 2.95K Direct F3, F4
holding AEIS Performance Units Jul 27, 2022 Common Stock 8.26K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 7,553 unvested restricted stock units and 1,000 shares of Common Stock.
F2 Employee stock options granted on 3/16/2022 under the Company's 2022 Long Term Incentive Plan (LTI Plan) will vest in three equal annual installments beginning on the first anniversary of the grant.
F3 These 2,948 performance awards were issued under the 2021 LTI Plan. All shares were issued at 200% and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the respective 3-year period will be cancelled.
F4 Each Performance Share Unit represents a contingent right to receive one share of AEIS Common Stock.
F5 These 8,264 performance share awards were issued under the 2022 LTI Plan. All shares were issued at 200% and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the respective 3-year period will be cancelled.