Key facts
- This page summarizes Guy Chiarello's Form 4 filing for FISERV INC (FI).
- 10 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 02 Aug 2022, 17:22.
Guy Chiarello - 31 Jul 2022 Form 4 Insider Report for FISERV INC (FI)
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- FI
- Reported as of
- 31 Jul 2022
- Net transaction value
- -$5,231,593
- SEC form
- 4
- Accepted by SEC
- 02 Aug 2022, 17:22:22 UTC
- Prior SEC filing
- 28 Jul 2022
- Next SEC filing
- 06 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Eric C. Nelson (attorney-in-fact)
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Guy Chiarello filed Form 4 for FISERV INC (FI) on 02 Aug 2022.
Change
- Previous filing in this sequence was filed on 28 Jul 2022.
- Current net transaction value: -$5,231,593.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FI
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +57,589
- Change %
- +27%
- Price
- $0.000000
- Shares after
- 270,453
- Date
- 31 Jul 2022
- Ownership
- Direct
- Footnotes
- F1
FI
transaction
Common Stock
Tax liability
- Transaction value
- $3,106,992
- Shares
- -29,400
- Change %
- -11%
- Price
- $105.68
- Shares after
- 241,053
- Date
- 31 Jul 2022
- Ownership
- Direct
- Footnotes
- F2
FI
transaction
Common Stock
Options Exercise
- Transaction value
- $626,250
- Shares
- +15,000
- Change %
- +6.2%
- Price
- $41.75
- Shares after
- 256,053
- Date
- 01 Aug 2022
- Ownership
- Direct
- Footnotes
- F3
FI
transaction
Common Stock
Sale
- Transaction value
- $1,051,511
- Shares
- -10,100
- Change %
- -3.9%
- Price
- $104.11
- Shares after
- 245,953
- Date
- 01 Aug 2022
- Ownership
- Direct
- Footnotes
- F3, F4
FI
transaction
Common Stock
Sale
- Transaction value
- $514,500
- Shares
- -4,900
- Change %
- -2%
- Price
- $105.00
- Shares after
- 241,053
- Date
- 01 Aug 2022
- Ownership
- Direct
- Footnotes
- F3, F5
FI
transaction
Common Stock
Sale
- Transaction value
- $420,120
- Shares
- -4,000
- Change %
- -1.7%
- Price
- $105.03
- Shares after
- 237,053
- Date
- 01 Aug 2022
- Ownership
- Direct
- Footnotes
- F6, F7
FI
transaction
Common Stock
Options Exercise
- Transaction value
- $401,940
- Shares
- +11,000
- Change %
- +4.6%
- Price
- $36.54
- Shares after
- 248,053
- Date
- 01 Aug 2022
- Ownership
- Direct
FI
transaction
Common Stock
Sale
- Transaction value
- $1,166,660
- Shares
- -11,000
- Change %
- -4.4%
- Price
- $106.06
- Shares after
- 237,053
- Date
- 01 Aug 2022
- Ownership
- Direct
- Footnotes
- F8
FI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 26,118
- Date
- 31 Jul 2022
- Ownership
- By Trust
- Footnotes
- F9
FI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 37,381
- Date
- 31 Jul 2022
- Ownership
- By Trust
- Footnotes
- F10
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FI
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -15,000
- Change %
- -56%
- Price
- $0.000000
- Shares after
- 11,937
- Date
- 01 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,000
- Exercise price
- $41.75
- Footnotes
- F3, F11
FI
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -11,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Aug 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,000
- Exercise price
- $36.54
- Footnotes
- F12
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 12 footnotes
Footnote F1
Reflects the issuance of shares on July 31, 2022, upon the vesting of performance share units granted on August 1, 2019.
Footnote F2
Reflects payment of tax liability by withholding securities incident to vesting of performance share units.
Footnote F3
This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
Footnote F4
This transaction was executed in multiple trades at prices ranging from $103.93 to $104.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F5
This transaction was executed in multiple trades at prices ranging from $104.94 to $105.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F6
This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes.
Footnote F7
This transaction was executed in multiple trades at prices ranging from $105.00 to $105.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F8
This transaction was executed in multiple trades at prices ranging from $106.04 to $106.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F9
Held by The Guy Chiarello 2020 Trust for the benefit of the reporting person's spouse and children and of which the reporting person's spouse serves as trustee and the reporting person serves as investment advisor.
Footnote F10
Held by The Denise Chiarello 2021 Trust for the benefit of the reporting person and the reporting person's children and of which the reporting person serves as trustee.
Footnote F11
This option vested in three equal installments on each anniversary of January 1, 2014.
Footnote F12
This option vested in five equal installments on each anniversary of the grant date, July 11, 2013.