Jens Frank Ruppert - 29 Jul 2022 Form 4 Insider Report for RICHARDSON ELECTRONICS, LTD. (RELL)

Role
EVP Canvys
Signature
/s/ Robert J. Ben, attorney in fact for Jens F. Ruppert
Issuer symbol
RELL
Transactions as of
29 Jul 2022
Net transactions value
-$229,770
Form type
4
Filing time
02 Aug 2022, 16:13:41 UTC
Previous filing
20 Jul 2022
Next filing
19 Jul 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RELL Common Stock Options Exercise $11,302 +1,242 +3.3% $9.10 38,742 29 Jul 2022 Direct
transaction RELL Common Stock Options Exercise $4,555 +812 +2.1% $5.61 39,554 29 Jul 2022 Direct
transaction RELL Common Stock Sale $32,864 -2,054 -5.2% $16.00 37,500 29 Jul 2022 Direct
transaction RELL Common Stock Options Exercise $70,598 +7,758 +21% $9.10 45,258 01 Aug 2022 Direct
transaction RELL Common Stock Options Exercise $12,275 +2,188 +4.8% $5.61 47,446 01 Aug 2022 Direct
transaction RELL Common Stock Options Exercise $103,500 +15,000 +32% $6.90 62,446 01 Aug 2022 Direct
transaction RELL Common Stock Sale $399,136 -24,946 -40% $16.00 37,500 01 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -1,242 -8.3% $0.000000 13,758 29 Jul 2022 Common Stock 1,242 $9.10 Direct F1
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -812 -16% $0.000000 4,188 29 Jul 2022 Common Stock 812 $5.61 Direct F2
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -7,758 -56% $0.000000 6,000 01 Aug 2022 Common Stock 7,758 $9.10 Direct F1
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -2,188 -52% $0.000000 2,000 01 Aug 2022 Common Stock 2,188 $5.61 Direct F2
transaction RELL Employee Stock Option (Right to Buy) Options Exercise $0 -15,000 -100% $0.000000* 0 01 Aug 2022 Common Stock 15,000 $6.90 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options vest 20% per year, beginning 8/20/2019
F2 Options vest 20% per year, beginning 07/22/2020
F3 Options vest 20% per year, beginning 10/03/2017