| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HON | Common Stock | Options Exercise | $1.88M | +21K | +64.73% | $89.48 | 53.5K | Jul 28, 2022 | Direct | F1, F2 |
| transaction | HON | Common Stock | Tax liability | -$2.82M | -14.8K | -27.77% | $190.09 | 38.6K | Jul 28, 2022 | Direct | F1, F3 |
| transaction | HON | Common Stock | Sale | -$952K | -5.01K | -10.3% | $190.00 | 43.6K | Jul 28, 2022 | Direct | F1 |
| transaction | HON | Common Stock | Options Exercise | +2.06K | +5.33% | 40.7K | Jul 31, 2022 | Direct | F4 | ||
| transaction | HON | Common Stock | Tax liability | -$175K | -915 | -2.25% | $191.00 | 39.8K | Jul 31, 2022 | Direct | |
| holding | HON | Common Stock | 1.92K | Jul 28, 2022 | Held in 401(k) plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HON | Stock Option (Right to Buy) | Options Exercise | $0 | -21K | -100% | $0.00* | 0 | Jul 28, 2022 | Common Stock | 21K | $89.48 | Direct | F1, F2, F5 |
| transaction | HON | Restricted Stock Units | Options Exercise | $0 | -2.06K | -100% | $0.00* | 0 | Jul 31, 2022 | Common Stock | 2.06K | Direct | F4, F6, F7, F8 |
| Id | Content |
|---|---|
| F1 | The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| F2 | All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. |
| F3 | The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.00 to $190.29, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | Instrument converts to common stock on a one-for-one basis. |
| F5 | The Employee Stock Options were granted under the 2011 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vested in four equal annual installments, with the first installment vesting on February 27, 2015. |
| F6 | All restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. |
| F7 | Includes the reinvestment of dividend equivalents into 270 additional restricted stock units. |
| F8 | The Restricted Stock Units were granted under the 2011 Stock Incentive Plan with 1,733 units vesting on July 31, 2020 and 1,787 units vesting on July 31, 2022. |