James B. Breitmeyer - 28 Jul 2022 Form 4 Insider Report for Oncternal Therapeutics, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Aug 2022, 18:18:07 UTC
Prior SEC filing
23 Jun 2022
Next SEC filing
05 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Chase C. Leavitt, Attorney-in-fact

Key filing fact

James B. Breitmeyer filed Form 4 for Oncternal Therapeutics, Inc. on 01 Aug 2022.

Key facts

  • This page summarizes James B. Breitmeyer's Form 4 filing for Oncternal Therapeutics, Inc..
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 01 Aug 2022, 18:18.

Change

  • Previous filing in this sequence was filed on 23 Jun 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ONCT transaction

Common Stock

Award

Transaction value
$0
Shares
+185,625
Change %
+48%
Price
$0.000000
Shares after
569,774
Date
28 Jul 2022
Ownership
Direct
Footnotes
F1
ONCT transaction

Common Stock

Award

Transaction value
$0
Shares
+18,750
Change %
+289%
Price
$0.000000
Shares after
25,243
Date
28 Jul 2022
Ownership
By Spouse
Footnotes
F1
ONCT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
46,544
Date
28 Jul 2022
Ownership
By Family Trust
ONCT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
733
Date
28 Jul 2022
Ownership
By Child

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ONCT transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+123,750
Change %
Price
$0.000000
Shares after
123,750
Date
28 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
123,750
Exercise price
$1.04
Footnotes
F2
ONCT transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+12,500
Change %
Price
$0.000000
Shares after
12,500
Date
28 Jul 2022
Ownership
By Spouse
Underlying class
Common Stock
Underlying amount
12,500
Exercise price
$1.04
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents an award of restricted stock units (RSUs). Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. One half of the RSUs vest on July 3, 2023, and one half of the RSUs vest on January 3, 2024, subject to the Recipient's continued employment or service with the Issuer on each such date. All of the RSUs vest in the event of a Change in Control (as defined in the Issuer's 2019 Incentive Award Plan).

Footnote F2

One half of the shares subject to the stock options vest on July 3, 2023 and one half of the shares subject to the stock options vest on January 3, 2024, subject to the Recipient's continued employment or service with the Issuer on each such date. All of the shares subject to the stock options vest in the event of a Change in Control (as defined in the Issuer's 2019 Incentive Award Plan).

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