Key facts
- This page summarizes James Ison's Form 4 filing for ONE STOP SYSTEMS, INC. (OSS).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Aug 2022, 18:01.
James Ison - 28 Jul 2022 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)
- Reporting relationship
- Chief Sales/Marketing Officer
- Issuer ticker
- OSS
- Reported as of
- 28 Jul 2022
- Net transaction value
- +$5,800
- SEC form
- 4
- Accepted by SEC
- 01 Aug 2022, 18:01:00 UTC
- Prior SEC filing
- 25 May 2022
- Next SEC filing
- 06 Oct 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/James Ison
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James Ison filed Form 4 for ONE STOP SYSTEMS, INC. (OSS) on 01 Aug 2022.
Change
- Previous filing in this sequence was filed on 25 May 2022.
- Current net transaction value: +$5,800.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OSS
transaction
Common Stock
Options Exercise
- Transaction value
- $5,800
- Shares
- +12,609
- Change %
- +16%
- Price
- $0.4600*
- Shares after
- 90,133
- Date
- 28 Jul 2022
- Ownership
- By Trust
- Footnotes
- F1
OSS
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 86,000
- Date
- 28 Jul 2022
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OSS
transaction
Derivative
Employee Stock Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -12,609
- Change %
- -28%
- Price
- $0.000000
- Shares after
- 32,848
- Date
- 28 Jul 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,609
- Exercise price
- $0.4600
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.
Footnote F2
Includes 86,000 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
Footnote F3
The option is fully vested.