Romulo Pontual - Jul 27, 2022 Form 4/A - Amendment Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role
Director
Signature
/s/ Romulo Pontual by Valerie J. Ballard pursuant to a Limited Power of Attorney dated July 21, 2022
Stock symbol
UEIC
Transactions as of
Jul 27, 2022
Transactions value $
$532,900
Form type
4/A - Amendment
Date filed
7/29/2022, 05:21 PM
Date Of Original Report
Jul 29, 2022
Next filing
Oct 4, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UEIC Restricted Stock Units Award $0 +4.64K $0.00 4.64K Jul 27, 2022 Common Stock 4.64K Direct F1, F2
transaction UEIC Empl. Stock Option (Rt. to Buy) Award $533K +20K $26.65 20K Jul 27, 2022 Common Stock 20K $26.65 Direct F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2 RSU Grant awarded pursuant to 2018 Directors Compensation Plan on July 27, 2022 and will vest as follows: 889 RSUs on October 1, 2022; 1,250 RSUs on January 1, 2023; 1,250 RSUs on April 1, 2023; and 1,250 RSUs on July 1, 2023.
F3 Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
F4 Form 4A is being filed to correct a clerical error in the reported conversion or exercise price of the derivative security.
F5 Stock Option Grant was issued on July 27, 2022 by action of the Corporate Governance and Nominating Committee, and ratified by the Board of Directors. The options will vest ratably over the next 3 years, and have a 10 year life, expiring on July 27, 2032.
F6 Form 4A is being filed to correct a clerical error in the reported price of the derivative security.