Claire H. Bristow - May 24, 2022 Form 4 Insider Report for FIRST CITIZENS BANCSHARES INC /DE/ (FCNCA)

Role
10%+ Owner
Signature
Claire H. Bristow, By: E. Knox Proctor V, Attorney-in-Fact
Stock symbol
FCNCA
Transactions as of
May 24, 2022
Transactions value $
$0
Form type
4
Date filed
7/29/2022, 03:42 PM
Previous filing
Jun 7, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCNCA Class A Common Gift $0 -42.1K -100% $0.00* 0 May 26, 2022 Claire H. Bristow 2020 GRAT F1
transaction FCNCA Class A Common Gift $0 +42.1K $0.00 42.1K May 26, 2022 By Spouse as Trustee for Claire H. Bristow 2020 GRAT Family Trust F1
transaction FCNCA Class B Common Gift $0 -40K -100% $0.00* 0 May 26, 2022 Claire H. Bristow 2020 GRAT F3
transaction FCNCA Class B Common Gift $0 +40K $0.00 40K May 26, 2022 By Spouse as Trustee for Claire H. Bristow 2020 GRAT Family Trust F3
holding FCNCA Class A Common 30K May 24, 2022 Direct
holding FCNCA Class A Common 322K May 24, 2022 Claire Holding Bristow 2nd Amended and Restated Trust F1
holding FCNCA Class A Common 42.1K May 24, 2022 Claire H. Bristow 2020 GRAT F1
holding FCNCA Class A Common 12.2K May 24, 2022 As Co-Trustee for Peter McDonald Bristow 2019 Irrevocable Family Trust
holding FCNCA Class A Common 10.9K May 24, 2022 As beneficiary of Trust
holding FCNCA Class A Common 14.5K May 24, 2022 By spouse as Trustee for Claire Holding Bristow 2018 Irrevocable Family Trust
holding FCNCA Class A Common 8.87K May 24, 2022 By spouse as trustee for Peter M. Bristow 2nd Amended and Restated Trust Agreement F2
holding FCNCA Class A Common 15.1K May 24, 2022 By daughter Ella Bristow F2
holding FCNCA Class A Common 6.11K May 24, 2022 PMB Investments, LLC F2
holding FCNCA Class A Common 2.15K May 24, 2022 CRB Investments, LLC F2
holding FCNCA Class A Common 2.05K May 24, 2022 EHB Investments, LLC F2
holding FCNCA Class A Common 19K May 24, 2022 By spouse as trustee for PMB Trust 2011 F2
holding FCNCA Class A Common 19K May 24, 2022 By spouse as trustee for CRB Trust 2011 F2
holding FCNCA Class A Common 19K May 24, 2022 By spouse as trustee for EHB Trust 2011 F2
holding FCNCA Class B Common 43.8K May 24, 2022 Claire Holding Bristow 2nd Amended and Restated Trust
holding FCNCA Class B Common 1.25K May 24, 2022 As beneficiary of Trust
holding FCNCA Class B Common 538 May 24, 2022 By spouse as trustee for Peter M. Bristow 2nd Amended and Restate Trust Agreement F2
holding FCNCA Class B Common 8.35K May 24, 2022 PMB Investments, LLC F2
holding FCNCA Class B Common 8.85K May 24, 2022 CRB Investments, LLC F2
holding FCNCA Class B Common 8.71K May 24, 2022 EHB Investments, LLC F2
holding FCNCA Class B Common 2.3K May 24, 2022 By daughter Ella Bristow F2
holding FCNCA Depositary Shares 41.3K May 24, 2022 Claire Holding Bristow 2nd Amended and Restated Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT") on May 24, 2022, 39,668 shares of Class A Common Stock were distributed to the reporting person's revocable trust and continue to be reported on this Form 4 as indirectly owned, and on May 26, 2022, the remaining 42,078 shares of Class A Common Stock previously held by the GRAT were distributed by gift to Peter M. Bristow as Trustee of the Claire H. Bristow 2020 GRAT Family Trust.
F2 The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F3 In connection with the termination of the Claire H. Bristow 2020 grantor retained annuity trust (the "GRAT"), on May 26, 2022, 40,014 shares of Class B Common Stock were distributed by gift to Peter M. Bristow as Trustee of the Claire H. Bristow 2020 GRAT Family Trust.
F4 Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.375% Non-Cumulative Perpetual Preferred Stock, Series A.