DAN PUCKETT - 20 Jul 2022 Form 4 Insider Report for Shockwave Medical, Inc.

Role
Chief Financial Officer
Signature
/s/ Wade Estey, as attorney-in-fact for Dan Puckett
Issuer symbol
N/A
Transactions as of
20 Jul 2022
Net transactions value
-$259,735
Form type
4
Filing time
21 Jul 2022, 20:32:54 UTC
Previous filing
22 Jun 2022
Next filing
23 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $18,870 +1,110 +2.8% $17.00* 41,048 20 Jul 2022 Direct F1
transaction SWAV Common Stock Options Exercise $966 +240 +0.58% $4.03* 41,288 20 Jul 2022 Direct F1
transaction SWAV Common Stock Sale $279,572 -1,350 -3.3% $207.09 39,938 20 Jul 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -1,110 -11% $0.000000 8,880 20 Jul 2022 Common Stock 1,110 $17.00 Direct F1, F3
transaction SWAV Stock Option Options Exercise $0 -240 -81% $0.000000 55 20 Jul 2022 Common Stock 240 $4.03 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2022.
F2 All reported securities were sold at a price of $207.09.
F3 1/48th of the shares subject to the option shall vest monthly from 03/06/2019.
F4 1/48th of the shares subject to the option shall vest monthly from 07/19/2018.