Dan Puckett - Jul 20, 2022 Form 4 Insider Report for Shockwave Medical, Inc. (SWAV)

Role
Chief Financial Officer
Signature
/s/ Wade Estey, as attorney-in-fact for Dan Puckett
Stock symbol
SWAV
Transactions as of
Jul 20, 2022
Transactions value $
-$259,735
Form type
4
Date filed
7/21/2022, 08:32 PM
Previous filing
Jun 22, 2022
Next filing
Aug 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWAV Common Stock Options Exercise $18.9K +1.11K +2.78% $17.00* 41K Jul 20, 2022 Direct F1
transaction SWAV Common Stock Options Exercise $966 +240 +0.58% $4.03* 41.3K Jul 20, 2022 Direct F1
transaction SWAV Common Stock Sale -$280K -1.35K -3.27% $207.09 39.9K Jul 20, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SWAV Stock Option Options Exercise $0 -1.11K -11.11% $0.00 8.88K Jul 20, 2022 Common Stock 1.11K $17.00 Direct F1, F3
transaction SWAV Stock Option Options Exercise $0 -240 -81.36% $0.00 55 Jul 20, 2022 Common Stock 240 $4.03 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 3/9/2022.
F2 All reported securities were sold at a price of $207.09.
F3 1/48th of the shares subject to the option shall vest monthly from 03/06/2019.
F4 1/48th of the shares subject to the option shall vest monthly from 07/19/2018.