Daniel Lang - 20 Jul 2022 Form 4 Insider Report for Athenex, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Jul 2022, 17:28:27 UTC
Prior SEC filing
01 Dec 2021
Next SEC filing
19 Sep 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Steven Adams, Attorney-in-Fact

Key filing fact

Daniel Lang filed Form 4 for Athenex, Inc. on 21 Jul 2022.

Key facts

  • This page summarizes Daniel Lang's Form 4 filing for Athenex, Inc..
  • 1 reported transaction and 4 derivative rows are listed below.
  • Accepted by SEC: 21 Jul 2022, 17:28.

Change

  • Previous filing in this sequence was filed on 01 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATNXQ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
73,413
Date
20 Jul 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATNXQ transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+200,000
Change %
Price
$0.000000
Shares after
200,000
Date
20 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
200,000
Exercise price
$0.6655
Footnotes
F6
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
40,000
Date
20 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
40,000
Exercise price
$10.25
Footnotes
F2
ATNXQ holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,000
Date
20 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$2.77
Footnotes
F3
ATNXQ holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,000
Date
20 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Includes 30,000 shares subject to a restricted stock award vesting in four equal annual installments beginning on August 26, 2020.

Footnote F2

This option vests in four equal annual installments beginning on August 27, 2021.

Footnote F3

This option vests in four equal annual installments beginning on September 16, 2022.

Footnote F4

Each restricted stock unit represents a contingent right to receive one share of stock.

Footnote F5

The restricted stock units vest in four equal annual installments beginning on September 16, 2022.

Footnote F6

This option vests in four equal annual installments beginning on July 20, 2023.

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