Joseph J. Stich - Jul 19, 2022 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
SVP HR and IVD
Signature
/s/ John Manders on behalf of Joseph J. Stich
Stock symbol
SRDX
Transactions as of
Jul 19, 2022
Transactions value $
-$161,606
Form type
4
Date filed
7/21/2022, 04:59 PM
Previous filing
Jan 6, 2022
Next filing
Nov 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Options Exercise $404K +19.9K +43.47% $20.25 65.8K Jul 19, 2022 Direct
transaction SRDX Common Stock Tax liability -$565K -15.4K -23.32% $36.73 50.6K Jul 19, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Employee Stock Option (right to buy) Options Exercise $0 -19.9K -100% $0.00* 0 Jul 19, 2022 Common Stock 19.9K $20.25 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 216 shares acquired through the Employee Stock Purchase Plan for the phase ending 2/28/22.
F2 Fully vested.