Joseph J. Stich - 19 Jul 2022 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
SVP HR and IVD
Signature
/s/ John Manders on behalf of Joseph J. Stich
Issuer symbol
SRDX
Transactions as of
19 Jul 2022
Net transactions value
-$161,606
Form type
4
Filing time
21 Jul 2022, 16:59:10 UTC
Previous filing
06 Jan 2022
Next filing
29 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Options Exercise $403,522 +19,927 +43% $20.25 65,766 19 Jul 2022 Direct
transaction SRDX Common Stock Tax liability $565,128 -15,386 -23% $36.73 50,596 19 Jul 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Employee Stock Option (right to buy) Options Exercise $0 -19,927 -100% $0.000000* 0 19 Jul 2022 Common Stock 19,927 $20.25 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 216 shares acquired through the Employee Stock Purchase Plan for the phase ending 2/28/22.
F2 Fully vested.