Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | RPM | Common Stock, $0.01 par value | Gift | $0 | -7.55K | -0.71% | $0.00 | 1.05M | Dec 17, 2021 | Direct | F1 |
holding | RPM | Common Stock, $0.01 par value | 15K | May 31, 2022 | By LLC | ||||||
holding | RPM | Common Stock, $0.01 par value | 9.6K | May 31, 2022 | By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12 | ||||||
holding | RPM | Common Stock, $0.01 par value | 3K | May 31, 2022 | As custodian for son | ||||||
holding | RPM | Common Stock, $0.01 par value | 4.88K | May 31, 2022 | By 401(k) Plan | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | RPM | Stock Appreciation Rights | 1.41M | May 31, 2022 | Common Stock | 1.41M | Direct | F3, F4 |
Id | Content |
---|---|
F1 | Includes an aggregate of 4,932 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan"), 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 99,955 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 59,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan. |
F2 | Approximate number of shares held as of May 31, 2022 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. |
F3 | No transaction is being reported on this line. Reported on previously filed Form 3, Form 4 or Form 5. |
F4 | Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2021 and expire 10 years from the date of grant. |