Esi Minta-Jacobs - Jun 8, 2022 Form 4/A - Amendment Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Role
EVP, HR & Project Management
Signature
/s/ Celeste Angelich, as Attorney-in-Fact, for Esi Minta-Jacobs
Stock symbol
AMK
Transactions as of
Jun 8, 2022
Transactions value $
-$15,970
Form type
4/A - Amendment
Date filed
7/7/2022, 05:04 PM
Date Of Original Report
Jun 10, 2022
Previous filing
Sep 3, 2021
Next filing
May 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Award $0 +6.14K +10.36% $0.00 65.4K Jun 8, 2022 Direct F1, F2
transaction AMK Common Stock Sale -$10.1K -505 -0.77% $20.00 64.9K Jun 9, 2022 Direct F3
transaction AMK Common Stock Sale -$5.87K -308 -0.47% $19.06 64.6K Jun 10, 2022 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount of restricted stock units that were granted was incorrectly disclosed. This amendment corrects the number of restricted stock units that were granted from 6,140 to 6,141.
F2 The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,992 to 65,409.
F3 The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,487 to 64,904.
F4 The amount of shares beneficially owned was incorrectly disclosed due to a calculation error. This amendment corrects the number of beneficially owned shares following the reported transaction from 66,179 to 64,596.

Remarks:

This Form 4/A is being amended to (i) correct a calculation error in column 5, and (ii) correct the restricted stock unit grants previously reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on June 10, 2022, which differs by 1 share, due to a rounding error.