Natalie Grace Wolfsen - Jun 8, 2022 Form 4/A - Amendment Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Role
EVP, Chief Executive Officer
Signature
/s/ Celeste Angelich, as Attorney-in-Fact, for Natalie Grace Wolfsen
Stock symbol
AMK
Transactions as of
Jun 8, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
7/7/2022, 05:03 PM
Date Of Original Report
Jun 10, 2022
Previous filing
Mar 8, 2022
Next filing
Mar 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Award $0 +30.7K +7.83% $0.00 423K Jun 8, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMK Stock Appreciation Right Award $0 +263K $0.00 263K Jun 8, 2022 Common Stock 263K $20.92 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount of restricted stock units that were granted was incorrectly disclosed. This amendment corrects the number of restricted stock units that were granted from 30,700 to 30,701.
F2 The amount of stock appreciation rights that were granted was incorrectly disclosed. This amendment corrects the number of stock appreciation rights that were granted from 263,145 to 263,146.
F3 The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant.

Remarks:

This Form 4/A is being amended to correct the restricted stock unit grant and stock appreciation right previously reported on the reporting person's Form 4 filed with the Securities and Exchange Commission on June 10, 2022, each of which differs by 1 share, due to a rounding error.