Joseph P. Bergstein Jr. - 01 Jul 2022 Form 4 Insider Report for PPL Corp (PPL)

Role
EVP and CFO
Signature
/s/ W. Eric Marr, as Attorney-In-Fact for Joseph P. Bergstein, Jr.
Issuer symbol
PPL
Transactions as of
01 Jul 2022
Net transactions value
+$39,810
Form type
4
Filing time
06 Jul 2022, 16:07:17 UTC
Previous filing
23 Feb 2022
Next filing
30 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PPL Common Stock Options Exercise $70,221 +2,530 +8.4% $27.76 32,564 01 Jul 2022 Direct F1
transaction PPL Common Stock Tax liability $30,730 -1,107 -3.4% $27.76 31,457 01 Jul 2022 Direct F1, F2
transaction PPL Common Stock Options Exercise $569 +21 +0.07% $27.76 31,478 05 Jul 2022 Direct F1, F3
transaction PPL Common Stock Tax liability $250 -9 -0.03% $27.76 31,469 05 Jul 2022 Direct F1, F2, F3
holding PPL Common Stock 351 01 Jul 2022 Held in trust pursuant to the Employee Stock Ownership Plan. F1
holding PPL Common Stock 56 01 Jul 2022 As custodian for children under the Dividend Reinvestment Plan. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PPL Stock Unit (SIP) Options Exercise $0 -2,530 -99% $0.000000 21 01 Jul 2022 Common Stock 2,530 $0.000000 Direct F1, F4
transaction PPL Stock Unit (SIP) Options Exercise $0 -21 -100% $0.000000* 0 05 Jul 2022 Common Stock 21 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes the reinvestment of dividends.
F2 Shares withheld by the company at the request of the executive officer to pay taxes due following expiration of the applicable restriction period, under the terms of the Stock Incentive Plan (SIP).
F3 Price reflects the closing price on July 1, 2022, the date the shares vested.
F4 The units vested on 07/01/2022.