Josef Matosevic - 01 Jul 2022 Form 4 Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)

Role
President and CEO
Signature
/s/ Marc Greenberg, Attorney-in-Fact for Josef Matosevic
Issuer symbol
HLIO
Transactions as of
01 Jul 2022
Net transactions value
-$192,451
Form type
4
Filing time
06 Jul 2022, 13:56:31 UTC
Previous filing
01 Feb 2022
Next filing
04 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIO Common Stock Options Exercise $0 +1,709 +23% $0.000000 9,220 01 Jul 2022 Direct
transaction HLIO Common Stock Options Exercise $0 +5,833 +63% $0.000000 15,053 01 Jul 2022 Direct
transaction HLIO Common Stock Tax liability $192,451 -2,969 -20% $64.82 12,084 01 Jul 2022 Direct F1
holding HLIO Common Stock 14 01 Jul 2022 By son F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIO Restricted Stock Units Options Exercise $0 -1,709 -50% $0.000000 1,709 01 Jul 2022 Common Stock 1,709 $0.000000 Direct F3
transaction HLIO Restricted Stock Units Options Exercise $0 -5,833 -50% $0.000000 5,834 01 Jul 2022 Common Stock 5,833 $0.000000 Direct F3
transaction HLIO Restricted Stock Units Award $0 +27 $0.000000 27 01 Jul 2022 Common Stock 27 By son F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy federal tax withholding obligations on vesting of Restricted Stock Units.
F2 The reporting person disclaims Section 16 beneficial ownership over the securities reported except to the extent of his pecuniary interest therein, if any.
F3 Each RSU Granted to reporting person on 7/1/2020 represents the right to receive, following vesting, one share of Common Stock. Unless earlier forfeited under the terms of the RSU, 33/1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.
F4 Each RSU represents the right to receive, following vesting, one share of Common Stock.
F5 Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.