Jinn Wu - Jun 28, 2022 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/ Steven Adams, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Jun 28, 2022
Transactions value $
$0
Form type
4
Date filed
6/29/2022, 04:28 PM
Previous filing
Apr 11, 2022
Next filing
Jul 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ATNXQ Common Stock 455K Jun 28, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option (Right to Buy) Award $0 +15K $0.00 15K Jun 28, 2022 Common Stock 15K $0.46 Direct F6
holding ATNXQ Stock Option (Right to Buy) 40K Jun 28, 2022 Common Stock 40K $4.55 Direct
holding ATNXQ Stock Option (Right to Buy) 10K Jun 28, 2022 Common Stock 10K $4.55 Direct
holding ATNXQ Stock Option (Right to Buy) 54K Jun 28, 2022 Common Stock 54K $5.50 Direct
holding ATNXQ Stock Option (Right to Buy) 96K Jun 28, 2022 Common Stock 96K $5.50 Direct
holding ATNXQ Stock Option (Right to Buy) 28.5K Jun 28, 2022 Common Stock 28.5K $11.00 Direct
holding ATNXQ Stock Option (Right to Buy) 16.5K Jun 28, 2022 Common Stock 16.5K $17.30 Direct
holding ATNXQ Stock Option (Right to Buy) 15K Jun 28, 2022 Common Stock 15K $13.17 Direct F1
holding ATNXQ Stock Option (Right to Buy) 12.5K Jun 28, 2022 Common Stock 12.5K $12.45 Direct F2
holding ATNXQ Stock Option (Right to Buy) 7.5K Jun 28, 2022 Common Stock 7.5K $3.80 Direct F3
holding ATNXQ Restricted Stock Units 7.5K Jun 28, 2022 Common Stock 7.5K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on February 28, 2020.
F2 This option vests in four equal annual installments beginning on June 5, 2021.
F3 This option vests on August 3, 2022.
F4 Each restricted stock unit represents a contingent right to receive one share of stock.
F5 The restricted stock units vest on August 3, 2022.
F6 This option vests on June 28, 2023.