Robert J. Spiegel - 28 Jun 2022 Form 4 Insider Report for Athenex, Inc.

Role
Director
Signature
/s/Staci Holquist, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
28 Jun 2022
Net transactions value
$0
Form type
4
Filing time
29 Jun 2022, 16:19:39 UTC
Previous filing
16 Jun 2022
Next filing
01 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ATNXQ Common Stock 3,989 28 Jun 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option (Right to Buy) Award $0 +17,500 $0.000000 17,500 28 Jun 2022 Common Stock 17,500 $0.4570 Direct F5
holding ATNXQ Stock Option (Right to Buy) 7,292 28 Jun 2022 Common Stock 7,292 $11.40 Direct F1
holding ATNXQ Stock Option (Right to Buy) 8,750 28 Jun 2022 Common Stock 8,750 $3.80 Direct F2
holding ATNXQ Restricted Stock Units 8,750 28 Jun 2022 Common Stock 8,750 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on August 5, 2021.
F2 This option vests on August 3, 2022.
F3 Each restricted stock unit represents a contingent right to receive one share of stock.
F4 The restricted stock units vest on August 3, 2022.
F5 This option vests on June 28, 2023.