Robert J. Spiegel - Jun 28, 2022 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/Staci Holquist, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Jun 28, 2022
Transactions value $
$0
Form type
4
Date filed
6/29/2022, 04:19 PM
Previous filing
Jun 16, 2022
Next filing
Jul 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ATNXQ Common Stock 3.99K Jun 28, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATNXQ Stock Option (Right to Buy) Award $0 +17.5K $0.00 17.5K Jun 28, 2022 Common Stock 17.5K $0.46 Direct F5
holding ATNXQ Stock Option (Right to Buy) 7.29K Jun 28, 2022 Common Stock 7.29K $11.40 Direct F1
holding ATNXQ Stock Option (Right to Buy) 8.75K Jun 28, 2022 Common Stock 8.75K $3.80 Direct F2
holding ATNXQ Restricted Stock Units 8.75K Jun 28, 2022 Common Stock 8.75K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option vests in four equal annual installments beginning on August 5, 2021.
F2 This option vests on August 3, 2022.
F3 Each restricted stock unit represents a contingent right to receive one share of stock.
F4 The restricted stock units vest on August 3, 2022.
F5 This option vests on June 28, 2023.