Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | ATNXQ | Common Stock | 2.01M | Jun 28, 2022 | Direct | ||||||
holding | ATNXQ | Common Stock | 679K | Jun 28, 2022 | By Avalon Biomedical (Management) Limited | F1, F2 | |||||
holding | ATNXQ | Common Stock | 107K | Jun 28, 2022 | By Avalon Polytom (HK) Limited | F1, F2, F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ATNXQ | Stock Option (Right to Buy) | Award | $0 | +12.5K | $0.00 | 12.5K | Jun 28, 2022 | Common Stock | 12.5K | $0.46 | Direct | F9 | |
holding | ATNXQ | Stock Option (Right to Buy) | 80K | Jun 28, 2022 | Common Stock | 80K | $4.55 | Direct | ||||||
holding | ATNXQ | Stock Option (Right to Buy) | 48K | Jun 28, 2022 | Common Stock | 48K | $4.55 | Direct | ||||||
holding | ATNXQ | Stock Option (Right to Buy) | 20K | Jun 28, 2022 | Common Stock | 20K | $4.55 | Direct | ||||||
holding | ATNXQ | Stock Option (Right to Buy) | 40K | Jun 28, 2022 | Common Stock | 40K | $4.55 | Direct | ||||||
holding | ATNXQ | Stock Option (Right to Buy) | 48K | Jun 28, 2022 | Common Stock | 48K | $7.50 | Direct | ||||||
holding | ATNXQ | Stock Option (Right to Buy) | 48K | Jun 28, 2022 | Common Stock | 48K | $9.00 | Direct | ||||||
holding | ATNXQ | Stock Option (Right to Buy) | 27K | Jun 28, 2022 | Common Stock | 27K | $11.00 | Direct | ||||||
holding | ATNXQ | Stock Option (Right to Buy) | 54.9K | Jun 28, 2022 | Common Stock | 54.9K | $9.00 | By Avalon Biomedical (Management) Limited | F1, F2 | |||||
holding | ATNXQ | Stock Option (Right to Buy) | 15K | Jun 28, 2022 | Common Stock | 15K | $17.30 | Direct | ||||||
holding | ATNXQ | Stock Option (Right to Buy) | 10K | Jun 28, 2022 | Common Stock | 10K | $13.17 | Direct | F4 | |||||
holding | ATNXQ | Stock Option (Right to Buy) | 10K | Jun 28, 2022 | Common Stock | 10K | $12.45 | Direct | F5 | |||||
holding | ATNXQ | Stock Option (Right to Buy) | 6.25K | Jun 28, 2022 | Common Stock | 6.25K | $3.80 | Direct | F6 | |||||
holding | ATNXQ | Restricted Stock Units | 6.25K | Jun 28, 2022 | Common Stock | 6.25K | Direct | F7, F8 |
Id | Content |
---|---|
F1 | Avalon Biomedical (Management) Limited ("Avalon Biomedical") is an indirect wholly-owned subsidiary of Avalon Global Holdings Limited ("Avalon Global"). Mason Fok, M.B., B.S. ("Dr. Fok"), together with his spouse, own all of the outstanding interests in Sino Glory Developments Limited, which owns 34.63% of the outstanding interests in Avalon Global, and Dr. Fok serves on the board of directors of Avalon Global and has shared voting and dispositive power with respect to the shares held by Avalon Biomedical. |
F2 | Dr. Fok disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Dr. Fok is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
F3 | These shares were acquired pursuant to the terms of a License Agreement dated as of June 29, 2018 by and between Athenex Therapeutics Limited, a wholly-owned subsidiary of Athenex, Inc. ("Athenex") and Avalon Polytom (HK) Limited, a majority-owned affiliate of Avalon Global. The number of shares was determined by dividing $2.0 million by the closing price of Athenex common stock on June 29, 2018. |
F4 | This option vests in four equal annual installments beginning on February 28, 2020. |
F5 | This option vests in four equal annual installments beginning on June 5, 2021. |
F6 | This option vests on August 3, 2022. |
F7 | Each restricted stock unit represents a contingent right to receive one share of stock. |
F8 | The restricted stock units vest on August 3, 2022. |
F9 | This option vests on June 28, 2023. |