David P. O'Connor - Mar 31, 2021 Form 4 Insider Report for First Eagle Credit Opportunities Fund (FECOF)

Signature
/s/David P O'Connor
Stock symbol
FECOF
Transactions as of
Mar 31, 2021
Transactions value $
$34,032
Form type
4
Date filed
6/28/2022, 10:50 AM
Next filing
Dec 27, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FECOF Phantom Stock Award $1.27K +48.7 $26.16* 48.7 Mar 31, 2021 Common Shares 48.7 Direct F1
transaction FECOF Phantom Stock Award $210K +8.03K +16480.23% $26.16* 8.08K Apr 1, 2021 Common Shares 8.03K Direct F1
transaction FECOF Phantom Stock Award $1.16K +44.2 +0.55% $26.27* 8.12K May 3, 2021 Common Shares 44.2 Direct F1
transaction FECOF Phantom Stock Award $1.8K +68.7 +0.85% $26.22* 8.19K May 28, 2021 Common Shares 68.7 Direct F1
transaction FECOF Phantom Stock Award $280K +10.7K +130.32% $26.26* 18.9K Jun 24, 2021 Common Shares 10.7K Direct F1
transaction FECOF Phantom Stock Award $4.49K +171 +0.9% $26.31* 19K Jun 30, 2021 Common Shares 171 Direct F1
transaction FECOF Phantom Stock Award $4.06K +155 +0.81% $26.28* 19.2K Jul 30, 2021 Common Shares 155 Direct F1
transaction FECOF Phantom Stock Award $3.07K +117 +0.61% $26.28* 19.3K Aug 31, 2021 Common Shares 117 Direct F1
transaction FECOF Phantom Stock Award $2.99K +113 +0.59% $26.40* 19.4K Sep 30, 2021 Common Shares 113 Direct F1
transaction FECOF Phantom Stock Award $3.11K +118 +0.61% $26.43* 19.5K Oct 29, 2021 Common Shares 118 Direct F1
transaction FECOF Phantom Stock Award $3K +114 +0.58% $26.36* 19.6K Nov 30, 2021 Common Shares 114 Direct F1
transaction FECOF Phantom Stock Award $1.57K +59.9 +0.3% $26.26* 19.7K Dec 1, 2021 Common Shares 59.9 Direct F1
transaction FECOF Phantom Stock Award $2.76K +106 +0.54% $26.14* 19.8K Dec 29, 2021 Common Shares 106 Direct F1
transaction FECOF Phantom Stock Award $3.14K +120 +0.61% $26.16* 19.9K Dec 31, 2021 Common Shares 120 Direct F1
transaction FECOF Phantom Stock Award $3.17K +121 +0.61% $26.13* 20.1K Jan 31, 2022 Common Shares 121 Direct F1
transaction FECOF Phantom Stock Award $2.8K +108 +0.54% $25.96* 20.2K Feb 28, 2022 Common Shares 108 Direct F1
transaction FECOF Phantom Stock Award $3.03K +117 +0.58% $25.84* 20.3K Mar 31, 2022 Common Shares 117 Direct F1
transaction FECOF Phantom Stock Disposed to Issuer -$6.88K -266 -1.31% $25.85* 20K Apr 1, 2022 Common Shares 266 Direct F1
transaction FECOF Phantom Stock Award $2.84K +111 +0.55% $25.66* 20.1K Apr 29, 2022 Common Shares 111 Direct F1
transaction FECOF Phantom Stock Award $2.95K +118 +0.59% $24.91* 20.2K May 31, 2022 Common Shares 118 Direct F1
transaction FECOF Phantom Stock Disposed to Issuer -$497K -20.2K -100% $24.53* 0 Jun 24, 2022 Common Shares 20.2K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.