Edward Y. Abbo - Jun 22, 2022 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Chief Technology Officer
Signature
/s/ Eric Jensen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Jun 22, 2022
Transactions value $
-$3,362
Form type
4
Date filed
6/24/2022, 07:00 PM
Previous filing
Dec 28, 2021
Next filing
Sep 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Sale -$3.36K -175 -0.08% $19.21 212K Jun 24, 2022 Direct F1
holding AI Class A Common Stock 150K Jun 22, 2022 See Footnote F2
holding AI Class A Common Stock 150K Jun 22, 2022 See Footnote F3
holding AI Class A Common Stock 150K Jun 22, 2022 See Footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Award $0 +64.6K $0.00 64.6K Jun 22, 2022 Class A Common Stock 64.6K Direct F5, F6
transaction AI Restricted Stock Units Award $0 +1.2M $0.00 1.2M Jun 22, 2022 Class A Common Stock 1.2M Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).
F2 The shares are held by the Abbo 2012 Children's Trust FBO Casey Cecile Abbo, of which the Reporting Person is trustee.
F3 The shares are held by the Abbo 2012 Children's Trust FBO Dana Lauren Abbo, of which the Reporting Person is trustee.
F4 The shares are held by the Abbo 2012 Children's Trust FBO Layla Grace Abbo, of which the Reporting Person is trustee.
F5 Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F6 12.5% of each such RSU award shall vest on September 15, 2022 and 12.5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F7 6.25% of each such RSU award shall vest on September 15, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.