Houman Behzadi - Jun 22, 2022 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Chief Product Officer
Signature
/s/ Eric Jensen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Jun 22, 2022
Transactions value $
-$3,365
Form type
4
Date filed
6/24/2022, 06:59 PM
Previous filing
Dec 28, 2021
Next filing
Sep 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Sale -$3.37K -175 -0.05% $19.23 331K Jun 24, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Award $0 +64.6K $0.00 64.6K Jun 22, 2022 Class A Common Stock 64.6K Direct F2, F3
transaction AI Restricted Stock Units Award $0 +1.2M $0.00 1.2M Jun 22, 2022 Class A Common Stock 1.2M Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).
F2 Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F3 12.5% of each such RSU award shall vest on September 15, 2022 and 12.5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F4 6.25% of each such RSU award shall vest on September 15, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.