Houman Behzadi - 22 Jun 2022 Form 4 Insider Report for C3.ai, Inc. (AI)

Role
Chief Product Officer
Signature
/s/ Eric Jensen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
22 Jun 2022
Net transactions value
-$3,365
Form type
4
Filing time
24 Jun 2022, 18:59:08 UTC
Previous filing
28 Dec 2021
Next filing
19 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Sale $3,365 -175 -0.05% $19.23 331,433 24 Jun 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AI Restricted Stock Units Award $0 +64,588 $0.000000 64,588 22 Jun 2022 Class A Common Stock 64,588 Direct F2, F3
transaction AI Restricted Stock Units Award $0 +1,200,000 $0.000000 1,200,000 22 Jun 2022 Class A Common Stock 1,200,000 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to cover tax obligation from settlement of vested Restricted Stock Units (RSUs).
F2 Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F3 12.5% of each such RSU award shall vest on September 15, 2022 and 12.5% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.
F4 6.25% of each such RSU award shall vest on September 15, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.