Richard Miao - 13 Jun 2022 Form 3 Insider Report for Sema4 Holdings Corp. (WGS)

Role: Interim CFO
Signature: /s/ Daniel Clark, Attorney-in-Fact
Issuer symbol: WGS
Transactions as of: 13 Jun 2022
Net transactions value: $0
Form type: 3
Filing time: 23 Jun 2022, 20:20:52 UTC
Next filing: 28 Apr 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	WGSWW	Class A Common Stock						20,343	13 Jun 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	WGSWW	Employee Stock Option (right to buy)							13 Jun 2022	Class A Common Stock	142,772	$3.05	Direct	F1
holding	WGSWW	Employee Stock Option (right to buy)							13 Jun 2022	Class A Common Stock	74,046	$7.62	Direct	F2
holding	WGSWW	Restricted Stock Unit							13 Jun 2022	Class A Common Stock	82,236		Direct	F3, F4
holding	WGSWW	Restricted Stock Unit							13 Jun 2022	Class A Common Stock	34,776		Direct	F4, F5
holding	WGSWW	Restricted Stock Unit							13 Jun 2022	Class A Common Stock	95,964		Direct	F2, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	6.25% of the total shares underlying the option vest in quarterly installments beginning on July 1, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F2	6.25% of the total shares vested on October 25, 2021, 1/16th of the total shares vest on November 24, 2021, and thereafter vests as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on May 24, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F3	6.25% of the total shares underlying the restricted stock units ("RSUs") vest in quarterly installments beginning on July 1, 2022 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.
F4	Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
F5	25% of the underlying restricted stock units vests on October 1, 2022, and 6.25% vest in quarterly installments thereafter until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.