Michael Anthony Riordan - 14 Jun 2022 Form 4 Insider Report for FreightCar America, Inc. (RAIL)

Role
VP Finance, CFO and Treasurer
Signature
/s/ Emily Varges as attorney in fact
Issuer symbol
RAIL
Transactions as of
14 Jun 2022
Net transactions value
+$9,945
Form type
4
Filing time
16 Jun 2022, 10:20:24 UTC
Previous filing
23 Mar 2022
Next filing
10 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RAIL Common Stock Purchase $9,945 +2,550 +3.7% $3.90 70,807 14 Jun 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RAIL Employee Stock Option 100,000 14 Jun 2022 Common stock 100,000 $4.30 Direct F1
holding RAIL Employee Stock Option 8,799 14 Jun 2022 Common stock 8,799 $3.82 Direct F2
holding RAIL Employee Stock Option 10,467 14 Jun 2022 Common stock 10,467 $3.81 Direct F3
holding RAIL Employee Stock Option 50,000 14 Jun 2022 Common stock 50,000 $2.38 Direct F4
holding RAIL Employee Stock Option 25,000 14 Jun 2022 Common stock 25,000 $2.58 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 21, 2022, the recipient was granted 100,000 options which will vest in three equal annual installments beginning on March 21, 2023.
F2 On January 17, 2022, the recipient was granted 8,799 options which will vest in three equal annual installments beginning on January 17, 2023.
F3 On January 28, 2021, the recipient was granted 10,467 options. 3,558 options are fully vested and currently exercisable, 3,454 options will vest on January 28, 2023 and 3,455 options will vest on January 28, 2024.
F4 On January 5, 2021 the recipient was granted 50,000 cash-settled stock options.17,000 cash-settled stock options are fully vested and currently exercisable, 16,500 cash-settled stock options will vest on January 5, 2023 and 16,500 cash-settled stock options will vest on January 5, 2024.
F5 On November 30, 2020 the recipient was granted 25,000 cash-settled stock appreciation rights. 8,500 cash-settled stock appreciation rights are fully vested and currently exercisable, 8,250 cash-settled stock appreciation rights will vest on November 30, 2022 and 8,250 cash-settled stock appreciation rights will vest on November 30, 2023