Ross A. Jaffe Md - Jun 10, 2022 Form 4 Insider Report for MINERVA SURGICAL INC (UTRS)

Role
Director
Signature
Lenka Schvaigerova, Attorney-in-fact for Ross A Jaffe MD
Stock symbol
UTRS
Transactions as of
Jun 10, 2022
Transactions value $
$119,999
Form type
4
Date filed
6/14/2022, 03:14 PM
Previous filing
Dec 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UTRS Common Stock Award $120K +49.8K $2.41* 49.8K Jun 10, 2022 Direct F1
holding UTRS Common Stock 1.66M Jun 10, 2022 See Footnote 2 F2
holding UTRS Common Stock 10.5K Jun 10, 2022 See Footnote 3 F3
holding UTRS Common Stock 94.8K Jun 10, 2022 See Footnote 4 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. Each RSU award will vest in four equal quarterly installments on the quarterly anniversary of the grant date, subject to the Reporting Person continuing as a service provider through each such date.
F2 The securities are held by Versant Venture Capital IV, L.P. ("Versant IV"). Versant Ventures IV, LLC ("Versant Ventures IV GP") is the general partner of Versant IV. The Reporting Person is a managing director of Versant Ventures IV GP and may be deemed to share voting and dispositive power over the shares held by Versant IV; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.
F3 The securities are held by Versant Side Fund IV, L.P. ("Versant Side Fund IV"). Versant Ventures IV GP is the general partner of Versant Side Fund IV. The Reporting Person is a managing director of Versant Ventures IV GP and may be deemed to share voting and dispositive power over the shares held by Versant Side Fund IV; however, he disclaims beneficial ownership of such securities, except to the extent of his pecuniary interests therein.
F4 The securities are held by The Jaffe Family Trust dtd 7/9/91 of which Ross A Jaffe is a trustee.