Jun Hong Heng - 07 Jun 2022 Form 4 Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role
Director
Signature
/s/ Alan Prescott, as Attorney-in-Fact for Jun Hong Heng
Issuer symbol
LAZR
Transactions as of
07 Jun 2022
Net transactions value
$0
Form type
4
Filing time
09 Jun 2022, 20:47:11 UTC
Previous filing
12 May 2022
Next filing
15 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAZR Class A Common Stock Award $0 +18,924 +102% $0.000000 37,483 07 Jun 2022 Direct F1
holding LAZR Class A Common Stock 697,434 07 Jun 2022 By Crescent Cove Capital II LP F2
holding LAZR Class A Common Stock 1,092,643 07 Jun 2022 By Press Room LLC F3
holding LAZR Class A Common Stock 358,821 07 Jun 2022 By Heng Zhao JT Revocable Trust
holding LAZR Class A Common Stock 186,772 07 Jun 2022 By Crescent Cove Opportunity Fund LP F2
holding LAZR Class A Common Stock 83,095 07 Jun 2022 By Crescent Cove Opportunity Foreign Intermediary, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSU"). Each Annual RSU Award shall vest in full on the first to occur of (i) the 1-year anniversary of the grant date, June 7, 2023 or (ii) the date of the next Annual Meeting, subject to the Reporting Person's continued service as a member of the Board through such vesting date.
F2 Crescent Cove Capital II GP, LLC is the general partner of and Crescent Cove Capital Management, LLC is the investment manager of Crescent Cove Capital II LP. Crescent Cove Opportunity GP, LP is the general partner of and Crescent Cove Advisors, LP is the investment manager of each of Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC. Mr. Heng is the managing member of each of such general partners and investment managers, and therefore, may be deemed to hold voting and dispositive power over the shares held by Crescent Cove Capital II LP, Crescent Cove Opportunity Fund LP and Crescent Cove Opportunity Foreign Intermediary, LLC.
F3 The Reporting Person manages Press Room LLC and may be deemed to hold voting and dispositive power over the shares held by Press Room LLC. The reporting person disclaims beneficial ownership of the shares held by Press Room LLC.