Ralph Brandenberger - 03 Jun 2022 Form 4 Insider Report for Nkarta, Inc. (NKTX)

Role
Sr. VP, Technical Operations
Signature
/s/ Alicia Hager, as Attorney-in-Fact
Issuer symbol
NKTX
Transactions as of
03 Jun 2022
Net transactions value
-$46,822
Form type
4
Filing time
07 Jun 2022, 16:01:35 UTC
Previous filing
19 Jan 2022
Next filing
21 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NKTX Common Stock Options Exercise $139 +340 +6.4% $0.4100* 5,640 03 Jun 2022 Direct F1
transaction NKTX Common Stock Options Exercise $1,932 +405 +7.2% $4.77 6,045 03 Jun 2022 Direct F1
transaction NKTX Common Stock Options Exercise $5,283 +1,358 +22% $3.89 7,403 03 Jun 2022 Direct F1
transaction NKTX Common Stock Options Exercise $7,924 +2,037 +28% $3.89 9,440 03 Jun 2022 Direct F1
transaction NKTX Common Stock Sale $62,100 -4,140 -44% $15.00* 5,300 03 Jun 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NKTX Stock Option (right to buy) Options Exercise $0 -340 -4.4% $0.000000 7,367 03 Jun 2022 Common Stock 340 $0.4100 Direct F1, F2
transaction NKTX Stock Option (right to buy) Options Exercise $0 -405 -4.4% $0.000000 8,785 03 Jun 2022 Common Stock 405 $4.77 Direct F1, F3
transaction NKTX Stock Option (right to buy) Options Exercise $0 -1,358 -4.4% $0.000000 29,426 03 Jun 2022 Common Stock 1,358 $3.89 Direct F1, F4
transaction NKTX Stock Option (right to buy) Options Exercise $0 -2,037 -4.4% $0.000000 44,139 03 Jun 2022 Common Stock 2,037 $3.89 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person at least 90 days prior to the trading date.
F2 This stock option is fully vested.
F3 The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on December 6, 2022.
F4 The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024.
F5 The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023.