William P. Noglows - 02 Jun 2022 Form 4 Insider Report for ASPEN AEROGELS INC (ASPN)

Role
Director
Signature
/s/ Poongunran Muthukumaran, Attorney-in-Fact
Issuer symbol
ASPN
Transactions as of
02 Jun 2022
Net transactions value
$0
Form type
4
Filing time
06 Jun 2022, 19:19:16 UTC
Previous filing
02 May 2022
Next filing
14 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASPN Common Stock Award $0 +2,699 +4.1% $0.000000 69,231 02 Jun 2022 Direct F1
holding ASPN Common Stock 10,000 02 Jun 2022 See footnote 2 F2
holding ASPN Common Stock 10,000 02 Jun 2022 See footnote 3 F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASPN Stock Option (Right-to-Buy) Award $0 +3,178 $0.000000 3,178 02 Jun 2022 Common Stock 3,178 $18.89 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023.
F2 These shares of Common Stock are held by a Trust for the benefit of one of the reporting person's children, of which the reporting person is the Trustee.
F3 These shares of Common Stock are held by a Trust for the benefit of another one of the reporting person's children, of which the reporting person is the Trustee.
F4 The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023.