Rajeev K. Goel - 02 Jun 2022 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Thomas Chow, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
02 Jun 2022
Net transactions value
-$509,175
Form type
4
Filing time
06 Jun 2022, 17:03:57 UTC
Previous filing
17 May 2022
Next filing
06 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +25,000 $0.000000 25,000 02 Jun 2022 See footnote F1
transaction PUBM Class A Common Stock Sale $509,175 -25,000 -100% $20.37 0 02 Jun 2022 See footnote F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Conversion of derivative security $0 -25,000 -4.1% $0.000000 581,284 02 Jun 2022 Class A Common Stock 25,000 See footnote F1, F4
holding PUBM Class B Common Stock 581,260 02 Jun 2022 Class A Common Stock 581,260 See footnote F4, F5
holding PUBM Class B Common Stock 400,000 02 Jun 2022 Class A Common Stock 400,000 See footnote F4, F6
holding PUBM Class B Common Stock 68,616 02 Jun 2022 Class A Common Stock 68,616 See footnote F4, F7
holding PUBM Class B Common Stock 308,775 02 Jun 2022 Class A Common Stock 308,775 See footnote F4, F8
holding PUBM Class B Common Stock 308,775 02 Jun 2022 Class A Common Stock 308,775 See footnote F4, F8
holding PUBM Class B Common Stock 210,984 02 Jun 2022 Class A Common Stock 219,984 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
F5 These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.
F6 These securities are held by The Goel Heritage Trust, of which the Reporting Person's children are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F7 These securities are held by The Goel Family Gift Trust, of which family members and certain other individuals are beneficiaries. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F8 These securities are held by a trust for the benefit of the Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.