Thomas Chow - Jun 1, 2022 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Signature
/s/ Thomas Chow
Stock symbol
PUBM
Transactions as of
Jun 1, 2022
Transactions value $
-$128,039
Form type
4
Date filed
6/3/2022, 05:45 PM
Previous filing
May 19, 2022
Next filing
Jul 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Options Exercise $2.51K +646 +15.95% $3.89 4.7K Jun 1, 2022 Direct F1
transaction PUBM Class A Common Stock Options Exercise $2.8K +944 +20.1% $2.97* 5.64K Jun 1, 2022 Direct F1
transaction PUBM Class A Common Stock Options Exercise $9K +4.17K +73.85% $2.16* 9.81K Jun 1, 2022 Direct F1
transaction PUBM Class A Common Stock Sale -$25.6K -1.25K -12.75% $20.50 8.56K Jun 1, 2022 Direct F2
transaction PUBM Class A Common Stock Sale -$117K -5.76K -67.27% $20.28 2.8K Jun 1, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -646 -4% $0.00 15.5K Jun 1, 2022 Class B Common Stock 646 $3.89 Direct F4, F5
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -944 -9.53% $0.00 8.96K Jun 1, 2022 Class B Common Stock 944 $2.97 Direct F4, F6
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -4.17K -15.38% $0.00 22.9K Jun 1, 2022 Class B Common Stock 4.17K $2.16 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,250 shares of Class A Common Stock that were acquired by the Reporting Person on May 31, 2022 pursuant to the Issuer's employee stock purchase plan.
F2 These securities were acquired by the Reporting Person on May 31, 2021 pursuant to the Issuer's employee stock purchase plan.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.385 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
F5 The option vested as to 25% of the total shares on July 10, 2019, and 1/4 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F6 The option vested as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F7 The option vested as to 1/48 of the total shares on February 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.