(AMSC)

Reporting relationship: Chairman, President and CEO, Director
Issuer ticker: AMSC
Reported as of: 31 May 2022
Net transaction value: -$118,482
SEC form: 4
Accepted by SEC: 02 Jun 2022, 17:39:10 UTC
Prior SEC filing: 02 Nov 2021
Next SEC filing: 13 Jun 2022
Source filing: View source filing
Reporting owner signature: /s/ Daniel P. McGahn

Key filing fact

Daniel P. McGahn filed Form 4 for AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC) on 02 Jun 2022.

Key facts

This page summarizes Daniel P. McGahn's Form 4 filing for AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 02 Jun 2022, 17:39.

Change

Previous filing in this sequence was filed on 02 Nov 2021.
Current net transaction value: -$118,482.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMSC transaction

Common Stock

Sale

Transaction value: $118,482
Shares: -21,725
Change %: -3%
Price: $5.45
Shares after: 700,810
Date: 31 May 2022
Ownership: Direct
Footnotes: F1, F2, F3

AMSC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8,836
Date: 31 May 2022
Ownership: By 401(k) plan
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock awards. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan.

Footnote F2

The sales were executed in multiple trades at prices ranging from $5.33-$5.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.

Footnote F3

Following all the transactions reported on this Form 4, the reporting person holds 700,810 shares directly.

Footnote F4

Following all the transactions reported on this Form 4, the reporting person holds 8,836 shares indirectly through the company's 401(k) plan as of June 2, 2022.