Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TSC | Common Stock | Disposed to Issuer | -15K | -100% | 0 | Jun 1, 2022 | Direct | F1 | ||
transaction | TSC | Common Stock | Disposed to Issuer | -27.5K | -100% | 0 | Jun 1, 2022 | Direct | F1, F2 | ||
transaction | TSC | Common Stock | Disposed to Issuer | -9K | -100% | 0 | Jun 1, 2022 | Direct | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | TSC | Stock Options (Right to Buy) | Disposed to Issuer | -6K | -100% | 0 | Jun 1, 2022 | Common Stock | 6K | $10.25 | Direct | F4, F5 | ||
transaction | TSC | Stock Options (Right to Buy) | Disposed to Issuer | -6K | -100% | 0 | Jun 1, 2022 | Common Stock | 6K | $11.78 | Direct | F6, F7 |
John B. Yasinsky is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
---|---|
F1 | Disposed of upon completion of the merger (the "Merger") of Macaroon One LLC, a wholly owned subsidiary of Raymond James Financial, Inc. ("RJF"), with and into the Issuer, effective June 1, 2022. Pursuant to the Agreement and Plan of Merger, dated as of October 20, 2021, by and among the Issuer, RJF, Macaroon One LLC and Macaroon Two LLC (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49. |
F2 | Shares held jointly of record by the Reporting Person and his spouse. |
F3 | Pursuant to the Merger Agreement, upon completion of the Merger, each outstanding restricted share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49. |
F4 | 3,000 of these options vested and became exercisable on or about 6/30/2015, and the remaining 3,000 options vested and became exercisable on 12/31/2017. |
F5 | This option was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $114,317 which is the product (rounded down to the nearest whole number) of 6,000 option shares and i) $29.3029 minus ii) $10.25 (the exercise price of the options). |
F6 | 3,000 of these options vested and became exercisable on 6/13/2016, and the remainder vested and became exercisable on 12/13/2018. |
F7 | This option was cancelled pursuant to the Merger Agreement in exchange for a cash payment of $105,137 which is the product (rounded down to the nearest whole number) of 6,000 option shares and i) $29.3029 minus ii) $11.78 (the exercise price of the options). |