TIMOTHY J. RIDDLE - 01 Jun 2022 Form 4 Insider Report for TriState Capital Holdings, Inc.

Role: CEO, Chartwell Inv. Partners
Signature: /s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
Issuer symbol: N/A
Transactions as of: 01 Jun 2022
Net transactions value: $0
Form type: 4
Filing time: 02 Jun 2022, 14:27:27 UTC
Previous filing: 24 Feb 2022
Next filing: 23 Sep 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Shares	Change %	Date	Ownership	Footnotes
transaction	TSC	Common Stock	Disposed to Issuer	-244,049	-100%	01 Jun 2022	Direct	F1
transaction	TSC	Common Stock	Disposed to Issuer	-6,500	-100%	01 Jun 2022	Shares are held by Reporting Person's son.	F1
transaction	TSC	Common Stock	Disposed to Issuer	-50,101	-100%	01 Jun 2022	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

TIMOTHY J. RIDDLE is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Disposed of upon completion of the merger (the "Merger") of Macaroon One LLC, a wholly owned subsidiary of Raymond James Financial, Inc. ("RJF"), with and into the Issuer, effective June 1, 2022. Pursuant to the Agreement and Plan of Merger, dated as of October 20, 2021, by and among the Issuer, RJF, Macaroon One LLC and Macaroon Two LLC (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.
F2	Converted pursuant to the Merger Agreement into 15,736 shares of restricted stock of RJF having the same terms and conditions as the corresponding restricted stock award of the Issuer.

Content

Disposed of upon completion of the merger (the "Merger") of Macaroon One LLC, a wholly owned subsidiary of Raymond James Financial, Inc. ("RJF"), with and into the Issuer, effective June 1, 2022. Pursuant to the Agreement and Plan of Merger, dated as of October 20, 2021, by and among the Issuer, RJF, Macaroon One LLC and Macaroon Two LLC (the "Merger Agreement"), upon completion of the Merger, each outstanding share of the Issuer's common stock was converted into the right to receive 0.25 shares of RJF common stock and $6.00 in cash. The closing price per share of RJF common stock on May 31, 2022, the last trading day prior to completion of the Merger, was $98.49.

Converted pursuant to the Merger Agreement into 15,736 shares of restricted stock of RJF having the same terms and conditions as the corresponding restricted stock award of the Issuer.