Alexander Ott - May 25, 2022 Form 4 Insider Report for ForgeRock, Inc. (FORG)

Role
Director
Signature
/s/ Samuel J. Fleischmann, by Power of Attorney for Alexander Ott
Stock symbol
FORG
Transactions as of
May 25, 2022
Transactions value $
$0
Form type
4
Date filed
5/27/2022, 05:11 PM
Previous filing
Sep 22, 2021
Next filing
Jun 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FORG Class A Common Stock Award $0 +9.06K $0.00 9.06K May 25, 2022 Direct F1, F2
transaction FORG Class A Common Stock Award $0 +2.43K +26.85% $0.00 11.5K May 25, 2022 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of ForgeRock, Inc. (the "Issuer"), subject to the applicable vesting schedule and conditions of each RSU.
F2 The reported securities represent RSUs. 100% of the RSUs will vest on the earlier of (i) May 25, 2023 and (ii) the day before the Issuer's 2023 annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.
F3 The reported securities represent RSUs. 25% of the RSUs will vest on each Quarterly Vesting Date (as defined below) following May 20, 2022, subject to the Reporting Person's continued service as a member of the board of directors of the Issuer (the "Board"), as a member of a committee of the Board, or as chairperson of a committee of the Board, as the case may be, through each applicable vesting date. A "Quarterly Vesting Date" is each of February 20, May 20, August 20 and November 20.