Nick Lane - 26 May 2022 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
Officer
Signature
/s/ Jessica Olich as attorney-in-fact for Nick Lane
Issuer symbol
EQH
Transactions as of
26 May 2022
Net transactions value
-$384,247
Form type
4
Filing time
27 May 2022, 17:02:24 UTC
Previous filing
19 Apr 2022
Next filing
08 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Options Exercise $388,386 +20,725 +18% $18.74 136,732 26 May 2022 Direct F1, F2
transaction EQH Common Stock Sale $622,604 -20,725 -15% $30.04 116,007 26 May 2022 Direct F1, F2, F3
transaction EQH Common Stock Sale $150,030 -5,000 -4.3% $30.01 111,007 26 May 2022 Direct F1, F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQH Employee Stock Option (right to buy) Options Exercise $0 -20,725 -11% $0.000000 176,589 26 May 2022 Common Stock 20,725 $18.74 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022.
F2 Includes restricted stock units.
F3 This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.1200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
F4 This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0300. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
F5 Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.

Remarks:

Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions Ex-24 - Power of Attorney