Peter M. Barker - May 15, 2022 Form 4 Insider Report for ForgeRock, Inc. (FORG)

Signature
/s/ Samuel J. Fleischmann, by Power of Attorney for Peter M. Barker
Stock symbol
FORG
Transactions as of
May 15, 2022
Transactions value $
-$3,597
Form type
4
Date filed
5/23/2022, 06:32 PM
Previous filing
Feb 23, 2022
Next filing
May 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FORG Class A Common Stock Award $29.9K +2K +1.64% $14.95 124K May 15, 2022 Direct F1
transaction FORG Class A Common Stock Sale -$33.5K -2K -1.62% $16.75 122K May 19, 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired on May 15, 2022 through the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 10b-3(d) and Rule 10b-3(c).
F2 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2021.