Caren L. Mason - 18 May 2022 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
President & CEO, Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Caren Mason
Issuer symbol
STAA
Transactions as of
18 May 2022
Net transactions value
-$5,058,550
Form type
4
Filing time
20 May 2022, 18:30:28 UTC
Previous filing
08 Mar 2022
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $325,500 +35,000 +42% $9.30 118,645 18 May 2022 Direct
transaction STAA Common Stock Sale $1,976,100 -35,000 -29% $56.46 83,645 18 May 2022 Direct F1
transaction STAA Common Stock Options Exercise $325,500 +35,000 +42% $9.30 118,645 19 May 2022 Direct
transaction STAA Common Stock Sale $2,012,150 -35,000 -29% $57.49 83,645 19 May 2022 Direct F2
transaction STAA Common Stock Options Exercise $325,500 +35,000 +42% $9.30 118,645 20 May 2022 Direct
transaction STAA Common Stock Sale $2,046,800 -35,000 -29% $58.48 83,645 20 May 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 +35,000 +27% $0.000000 165,000 18 May 2022 Common Stock 35,000 $9.30 Direct
transaction STAA Common Stock Options Options Exercise $0 +35,000 +37% $0.000000 130,000 19 May 2022 Common Stock 35,000 $9.30 Direct
transaction STAA Common Stock Options Options Exercise $0 +35,000 +58% $0.000000 95,000 20 May 2022 Common Stock 35,000 $9.30 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.43 to $57.97.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.89 to $58.15.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.16 to $60.62.

Remarks:

This Form 4 reflects sales by Ms. Mason of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.