Caren Mason - May 18, 2022 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
President & CEO, Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Caren Mason
Stock symbol
STAA
Transactions as of
May 18, 2022
Transactions value $
-$5,058,550
Form type
4
Date filed
5/20/2022, 06:30 PM
Previous filing
Mar 8, 2022
Next filing
Jun 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $326K +35K +41.84% $9.30 119K May 18, 2022 Direct
transaction STAA Common Stock Sale -$1.98M -35K -29.5% $56.46 83.6K May 18, 2022 Direct F1
transaction STAA Common Stock Options Exercise $326K +35K +41.84% $9.30 119K May 19, 2022 Direct
transaction STAA Common Stock Sale -$2.01M -35K -29.5% $57.49 83.6K May 19, 2022 Direct F2
transaction STAA Common Stock Options Exercise $326K +35K +41.84% $9.30 119K May 20, 2022 Direct
transaction STAA Common Stock Sale -$2.05M -35K -29.5% $58.48 83.6K May 20, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 +35K +26.92% $0.00 165K May 18, 2022 Common Stock 35K $9.30 Direct
transaction STAA Common Stock Options Options Exercise $0 +35K +36.84% $0.00 130K May 19, 2022 Common Stock 35K $9.30 Direct
transaction STAA Common Stock Options Options Exercise $0 +35K +58.33% $0.00 95K May 20, 2022 Common Stock 35K $9.30 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.43 to $57.97.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.89 to $58.15.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.16 to $60.62.

Remarks:

This Form 4 reflects sales by Ms. Mason of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.