Kenneth M. Hartwick - May 18, 2022 Form 4 Insider Report for Via Renewables, Inc. (VIA)

Role
Director
Signature
/s/ Kenneth M. Hartwick, By Barbara Clay, attorney-in-fact
Stock symbol
VIA
Transactions as of
May 18, 2022
Transactions value $
$0
Form type
4
Date filed
5/20/2022, 02:56 PM
Previous filing
Apr 25, 2022
Next filing
May 24, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VIA Restricted Stock Unit Award $0 +14.9K $0.00 14.9K May 18, 2022 Class A Common Stock 14.9K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units.
F2 These Restricted Stock Units vest one year from the grant date on May 18, 2023.