Warren S. Thaler - May 18, 2022 Form 4 Insider Report for ALIGN TECHNOLOGY INC (ALGN)

Role
Director
Signature
/s/ Julie Ann Coletti Attorney-in-Fact for Warren S Thaler
Stock symbol
ALGN
Transactions as of
May 18, 2022
Transactions value $
$0
Form type
4
Date filed
5/19/2022, 06:12 PM
Previous filing
Nov 12, 2021
Next filing
Nov 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALGN Common Stock Options Exercise $0 +524 +1.8% $0.00 29.6K May 18, 2022 Direct
holding ALGN Common Stock 46.4K May 18, 2022 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALGN Restricted Stock Units Options Exercise $0 -524 -100% $0.00* 0 May 18, 2022 Common Stock 524 $0.00 Direct F2, F3
transaction ALGN Restricted Stock Units Award $0 +1.11K $0.00 1.11K May 18, 2022 Common Stock 1.11K $0.00 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held directly by the Thaler Family Trust for which the spouse of the reporting person is the trustee.
F2 Represents par value of ALGN common stock.
F3 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person.
F4 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date.