Neven Haltmayer - May 15, 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Video R&D
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol
HLIT
Transactions as of
May 15, 2022
Transactions value $
-$71,642
Form type
4
Date filed
5/17/2022, 05:16 PM
Previous filing
Feb 22, 2022
Next filing
Jun 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +14.9K +8.28% $0.00 194K May 15, 2022 Direct
transaction HLIT Common Stock Tax liability -$71.6K -7.72K -3.98% $9.28 186K May 15, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -7.4K -25% $0.00 22.2K May 15, 2022 Common Stock 7.4K $0.00 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -7.45K -12.5% $0.00 52.2K May 15, 2022 Common Stock 7.45K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.