Neven Haltmayer - 15 May 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Video R&D
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 May 2022
Net transactions value
-$71,642
Form type
4
Filing time
17 May 2022, 17:16:06 UTC
Previous filing
22 Feb 2022
Next filing
16 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +14,850 +8.3% $0.000000 194,103 15 May 2022 Direct
transaction HLIT Common Stock Tax liability $71,642 -7,720 -4% $9.28 186,383 15 May 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -7,400 -25% $0.000000 22,200 15 May 2022 Common Stock 7,400 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -7,450 -12% $0.000000 52,150 15 May 2022 Common Stock 7,450 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.