Ian Graham - 15 May 2022 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Global Sales & Video Svcs
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
15 May 2022
Net transactions value
-$66,482
Form type
4
Filing time
17 May 2022, 17:08:32 UTC
Previous filing
22 Feb 2022
Next filing
06 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +12,675 +11% $0.000000 123,095 15 May 2022 Direct
transaction HLIT Common Stock Tax liability $66,482 -7,164 -5.8% $9.28 115,931 15 May 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -4,091 -25% $0.000000 12,276 15 May 2022 Common Stock 4,091 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -1,667 -17% $0.000000 8,334 15 May 2022 Common Stock 1,667 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -6,917 -12% $0.000000 48,426 15 May 2022 Common Stock 6,917 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.