Matthew Ackley - 12 May 2022 Form 4 Insider Report for RITCHIE BROS AUCTIONEERS INC (RBA)

Signature
/s/ Maria Teresa Punsalan as attorney-in-fact for Matthew Ackley.
Issuer symbol
RBA
Transactions as of
12 May 2022
Net transactions value
-$60,360
Form type
4
Filing time
13 May 2022, 15:45:57 UTC
Previous filing
16 Mar 2022
Next filing
05 Aug 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBA Common Shares Options Exercise $26,640 +1,500 $17.76 1,500 12 May 2022 Direct
transaction RBA Common Shares Sale $87,000 -1,500 -100% $58.00 0 12 May 2022 Direct
holding RBA Common Shares 1,983 12 May 2022 Employee Stock Purchase Plan F1
holding RBA Common Shares 24,077 12 May 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBA Employee Stock Option (Right to Buy) Options Exercise $0 -1,500 -9.5% $0.000000 14,344 12 May 2022 Common Shares 1,500 $17.76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes all Employee Stock Purchase Plan purchases through May 12, 2022.
F2 The option was granted on May 31, 2017 and vests equally in three equal annual installments beginning May 30, 2018.