Frederick Ball - May 9, 2022 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
Director
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Stock symbol
AEIS
Transactions as of
May 9, 2022
Transactions value $
$0
Form type
4
Date filed
5/11/2022, 04:31 PM
Previous filing
Mar 28, 2022
Next filing
May 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Award $0 +2.66K $0.00 2.66K May 9, 2022 Direct F1, F2
holding AEIS Common Stock 37.9K May 9, 2022 By 1998 Ball Family Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an annual grant of restricted stock units on May 9, 2022 as the equity portion of non-employee directors' retainer for Board services under the 2017 Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.
F2 Represents 2,655 shares of unvested restricted stock units.
F3 Represents 37,917 shares issued to the 1998 Ball Family Trust, which includes 104 shares acquired under the AEIS dividend reinvestment plan.